Assisting Institutions to ensure Compliance with Laws, Rules, Codes of Best Practice and Standards
Why Subscribe to the Money Laundering(ML)/Terrorist Financing(TF)/Proliferation Financing(PF) Client Risk Assessment Tool?
Subscribing provides access to a standardized, explicable and defendable regulatory-compliant Client Risk Assessment Tool that offers the following benefits:
Consistent Risk Profiling: Enables institutions to develop comprehensive and standardized risk profiles for clients, ensuring alignment with their institutional risk assessments and compliance with FIA regulations.
Holistic Risk Overview: Provides an instant, centralized view of the money laundering(ML), terrorist financing(TF), and proliferation financing(PF) risk levels across your client base, identifying high-risk clients and key risk indicators.
Enhanced Risk Management: Strengthens your institution’s ability to implement a risk-based approach to money laundering(ML), terrorist financing(TF), and proliferation financing(PF) risk management.
Automated Due Diligence Alerts: Generates timely prompts for ongoing client due diligence reviews, tailored to each client's risk profile as required by law.
Streamlined Regulatory Reporting: Facilitates efficient, accurate, and effective compliance reporting to meet regulatory obligations.
Flexible Pricing: Offers scalable pricing options tailored to the size of your client base and budget considerations.
Access to AML Training & Events: Provides easy access to anti-money laundering (AML), terrorist financing(TF), and proliferation financing(PF) training sessions and industry events.
Regulatory Updates & Notifications: Keeps you informed of key FIA regulatory changes, compliance updates, and industry insights.
Identification of Suspicious Transactions and Behaviour: In the absence of an automated transaction monitoring system, it assists with the identification of reportable transactions and behaviour.